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Die Beratungsprotokollpflicht im System des europarechtlich determinierten Anlegerschutzes
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Nico C. Klein not only scrutinizes the special record keeping requirements that German law imposes on investment advisors, but also examines a number of still unresolved fundamental questions of Ca...
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22 May 2015
Nico C. Klein not only scrutinizes the special record keeping requirements that German law imposes on investment advisors, but also examines a number of still unresolved fundamental questions of Capital Markets Law, such as the reach of European harmonization efforts, the relationship between prudential regulation and civil law, as well as the effectiveness of the enforcement powers of the Federal Financial Supervisory Authority (BaFin).
Price: £155.00
Pages: 614
Publisher: Mohr Siebeck
Imprint: Mohr Siebeck
Series: Schriften zum Unternehmens- und Kapitalmarktrecht
Publication Date:
22 May 2015
ISBN: 9783161539831
Format: Hardcover
BISACs:
LAW / General, Jurisprudence and general issues